Securities Administration Services

AOS provides outsourced administration services for exchange-traded fund [ETF] product providers on a full outsourced basis which includes performing the investor due diligence and providing customer interaction services to the investor. This allows retail investors to access specific product providers’ ETFs and ETNs without going through a stockbroker, by investing small recurring premiums or lump sums. The solution includes product provider branded investment plan platforms or a white-labelled solution utilising AOS’s Category III license and Nominee. The securities services extend to products that have direct securities as their underlying investments, e.g., ETF-based retirement funds, portfolios, and structured products.